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Finra approves larger public arbitrator list for cases

May 11, 2016

The board agreed to modest reforms to its arbitration system based on recommendations by a special task force set up to examine it

May 9, 2016 @ 2:33 pm | By Mark Schoeff Jr. | Investment News

Finra last week made modest reforms to its arbitration system that would expand the list of public arbitrators who could be selected for each case and enable attorneys to chair dispute panels.

The changes were approved by the board of the Financial Industry Regulatory Authority Inc. last week and posted on its website Friday.

As a result of the rule changes, Finra would increase the number of public arbitrators from 10 to 15 on the list from which dispute participants can choose and attorneys can chair after having participated in one rather than two arbitration cases.

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Second Annual Blue Vault Broker Dealer Educational Summit 2016
Broker Dealer Educational Summit 2016
April 14, 2016

The Blue Vault Summit could not have been more perfectly timed. This gathering of the Broker Dealer and Sponsor communities provided insightful and open discussion from several vantage points. These conversations are paramount, especially in a time of significant regulatory change.