“We are thrilled to have Suzanne join the FINRA Midwest Regional Committee and believe her background and experience will be an excellent complement to the group.”
February 5, 2020
FINRA
February 5, 2020
January 9, 2018
FINRA Cracks Down on Cryptos, Securities-Backed Lines of Credit
In its annual priorities letter, the regulator flags some new areas of focus for 2018, including cryptocurrencies, securities-backed lines of credit and business continuity.
July 31, 2017
Finra promotes Susan Schroeder to head unified enforcement effort
Finra promotes Susan Schroeder to head unified enforcement effort Ms. Schroeder had been serving as head of enforcement since the departure of Brad Bennett earlier this year July 26, 2017 | InvestmentNews.com The Financial Industry Regulatory Authority Inc. has promoted Susan Schroeder to executive vice president and head of enforcement. She had been serving as…
February 2, 2016
Cole Office & Industrial REIT (CCIT II), Inc. Board of Directors Engages Independent Valuation Firm to Assist in the Calculation of a Net Asset Value of Its Shares
18:16 ET from Cole Capital | PRNewswire PHOENIX, Feb. 1, 2016 /PRNewswire/ -- The Board of Directors (the "Board") of Cole Office & Industrial REIT (CCIT II), Inc. ("CCIT II" or the "Company"), a publicly registered non-listed real estate investment trust ("REIT") focused on investing in single-tenant, income-producing, necessity office and industrial properties, today announced that it…
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