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SEC Offers Guidance on DOL Fiduciary Rule Compliance January 4, 2017

SEC Offers Guidance on DOL Fiduciary Rule Compliance

SEC Offers Guidance on DOL Fiduciary Rule Compliance Since the DOL conflict of interest rule’s publication, mutual fund providers and their adviser-intermediaries have also been asking the SEC extensive questions about sales loads, fee schedules, etc.  By John Manganaro EDITORS@ASSETINTERNATIONAL.COM | December 30, 2016 The Securities and Exchange Commission (SEC) will not be in charge…
Multifamily Developers Eye Housing For Seniors January 4, 2017

Multifamily Developers Eye Housing For Seniors

Multifamily Developers Eye Housing For Seniors DECEMBER 28, 2016 | BY BRIAN J. ROGAL CHICAGO—The demographic trends look good for the sector, and many multifamily developers feel senior housing is a natural extension of their core business. The Sheridan at Mason, a new seniors community in Mason, OH, that CA Ventures will open in 2017.…
Amy Webber to replace Eric Schwartz as CEO of Cambridge Investment Research January 3, 2017

Amy Webber to replace Eric Schwartz as CEO of Cambridge Investment Research

Amy Webber to replace Eric Schwartz as CEO of Cambridge Investment Research Mr. Schwartz will still be involved as executive chairman of the independent broker-dealer he founded Jan 3, 2017 @ 12:54 pm | By Bruce Kelly | Investment News Eric Schwartz, the founder of independent broker-dealer Cambridge Investment Research Inc., has stepped down as the firm's…
‘The Liquidity Is Still There’ December 20, 2016

‘The Liquidity Is Still There’

‘The Liquidity Is Still There’ SOUTHFIELD, MI—Berkadia’s Ernie Katai considers the long-term implications of the Federal Reserve’s apparent new stance on rate increases from the standpoint of a lender. December 19, 2016 | by Paul Bubny | GlobeSt.com Over the past five days since the Federal Reserve’s Federal Open Market Committee closed out 2016 with…
Finra enforcement chief Brad Bennett to resign December 20, 2016

Finra enforcement chief Brad Bennett to resign

Finra enforcement chief Brad Bennett to resign Susan Schroeder, deputy head of enforcement, will take his place on an acting basis while regulator conducts a search for permanent replacement Dec 15, 2016 @ 10:53 am | By Mark Schoeff Jr. | Investment News Finra pursued broad, sweeping cases and also ramped up its crackdown on smaller violations…
The Pack Rat Indicator: Why Hoarding Is a Good Sign December 15, 2016

The Pack Rat Indicator: Why Hoarding Is a Good Sign

The Pack Rat Indicator: Why Hoarding Is a Good Sign No longer just for death, disaster, and divorce, self-storage construction is booming as Americans buy more stuff. December 13, 2016, 4:00 AM EST | by Patrick Clark | Bloomberg For John Bull, a Portland, Ore.-based contractor who specializes in self-storage centers, a typical day entails supervising…
Members of Donald Trump’s DOL landing team oppose fiduciary rule December 15, 2016

Members of Donald Trump’s DOL landing team oppose fiduciary rule

Members of Donald Trump's DOL landing team oppose fiduciary rule While the president-elect's pick to head DOL hasn't said anything about the rule, others on the team have objected to it Dec 14, 2016 @ 1:23 pm | By Mark Schoeff Jr | Investment News Although President-elect Donald Trump's nominee for secretary of labor may be a…
Preferred Apartment Communities, Inc. Announces Agreement to Acquire a Class A Office Building in Atlanta, Georgia December 14, 2016

Preferred Apartment Communities, Inc. Announces Agreement to Acquire a Class A Office Building in Atlanta, Georgia

Preferred Apartment Communities, Inc. Announces Agreement to Acquire a Class A Office Building in Atlanta, Georgia December 8, 2016 | Source Preferred Apartment Communities, Inc. | Tucson News Now SOURCE Preferred Apartment Communities, Inc. ATLANTA, Dec. 8, 2016 /PRNewswire/ -- Preferred Apartment Communities, Inc. (NYSE: APTS) ("PAC" or the "Company") today announced that on December 2,…

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