Service Provider Profiles
Learn more about some of the companies working to transform how wealth advisors take advantage of alts investments.
1776ing
1776ing is a fintech platform that enables better capitalism for more people. RIAs, Financial Advisors and Accredited Investors use it to perform diligence and invest in Private Equity offerings for their clients and themselves. Entrepreneurs, Companies and Sponsors of offerings use it to easily launch and complete a compliant RegD private placement offering.
Altigo
Altigo is the leading open network alts subscription technology used by a community of 300+ sponsors, broker-dealers, and RIA firms. The platform enables secure electronic alternative investment transactions between asset managers, wealth advisors, custodians, and transfer agents. With nearly 11,000 alts subscriptions completed on the platform since its debut in mid-2019, Altigo’s adoption reflects the valuable benefits it provides to reps and advisors including diverse product offerings, nearly error-free paperwork, and lightning-fast order entry.
Centersky
Centersky is a financial services-focused CRM management team led by Gary Davi, an innovation award-winning Capital Markets/Alt Sponsor CTO. Gary and his team of Administrators and Developers have each individually been involved directly in the Capital Markets business for 10+ years. Centersky’s focus is to partner with a traditional IT Department creating a bridge between technology and sales, turning it from a cost center to a revenue producer by innovating around the Capital Markets Value Chain to automate manual processes and design alert centric environments including engagement intelligence to keep wholesalers in front of the right reps at the right time.
Lodas Markets
LODAS is a fully electronic secondary marketplace for alternative investments and is registered as an ATS with the SEC. Our significant network of institutional buyers are matched with investors looking to sell non-traded securities, such as REITs, BDCs and other private real estate investments.
Phoenix American
Celebrating 50 years servicing alternative investments, Phoenix American is the leading fund administration provider for private equity and venture capital funds. As an investment fund sponsor for over 25 years, Phoenix American excelled in its unwavering commitment to investors. That commitment is at the core of the Phoenix American approach to fund administration. The company develops its people, designs its systems and hones its processes with the success and satisfaction of every investor in mind.
UMB Institutional Banking
UMB Institutional Banking combines all our institutionally focused capabilities into one cohesive unit. We provide solutions for the entire institutional marketplace. UMB is a leader in registered and alternative investment fund servicing. Our clients benefit from our broad service offering combined with a responsiveness, accessibility and consultative approach that sets us apart. As one of the nation’s leading custodians, our clients rely on UMB to be a trusted partner to safeguard and service assets. UMB is a nationally recognized and ranked provider of bond trustee and agency services to the corporate and municipal marketplaces.
AIX
Alternative Investment Exchange (AIX) is an end-to-end digital platform purpose-built to improve the processes related to buying, owning, and selling alternative investments. AIX’s technology reduces friction, mitigates risk, and creates value across all alternative investing stakeholder groups – wealth managers, asset managers, custodians, transfer agents, and fund administrators. By evolving beyond documents to make data the connective tissue between alternative investment players, AIX makes it easier to conduct business and accelerate industry growth.
BNY Mellon Pershing
BNY Mellon’s Pershing is a leading provider of clearing and custody services. We are uniquely positioned to help complex financial services firms transform their businesses, drive growth, maximize efficiency, and manage risk and regulation. Wealth management and institutional firms outsource to us for trading and settlement services, investment solutions, bank and brokerage custody, middle and back office support, data insights, and business consulting. Pershing brings together high-touch service, an open digital platform and the BNY Mellon enterprise to deliver a differentiated experience for every client. Pershing LLC (member FINRA, NYSE, SIPC) is a BNY Mellon company.
Computershare
We are a global leader in transfer agency, employee equity plans, mortgage servicing, proxy solicitation, stakeholder communications, and other diversified financial and governance services. The world’s leading organizations work with us to maximize their relationships with investors, employees, creditors, members and customers.
Marketing Intent
We are a sales-focused marketing group specializing in financial services. We help asset managers raise capital and bridge the gap between marketing and sales. And we happen to speak your language. Our team requires little ramp-up time due to our deep background in financial services, alternative investments and commercial real estate. We know the ins and outs of marketing as well as compliance regulations. And we understand how to get financial advisors to engage with your firm. Our work makes your clients take notice.
SS&C
SS&C Technologies Holdings (NASDAQ: SSNC) is the world’s largest hedge fund and private equity administrator, as well as the largest mutual fund transfer agency. SS&C’s unique business model combines end-to-end expertise across financial services operations with software and solutions to service even the most demanding customers in the financial services and healthcare industries. SS&C owns and operates the full technology stack across securities accounting, front-to-back-office operations, performance and risk analytics, regulatory reporting, and healthcare information processes.
WealthForge
WealthForge is one of the largest and most experienced managing broker-dealers of alternative investment products. With nearly a decade of experience processing alternative investments, WealthForge has cemented itself as an industry innovator and has helped our clients raise more than $5.3B. We’ve reimagined the managing broker-dealer and back-office provider role as a value-added resource instead of just a necessary compliance hurdle. In addition to our standard dealer-manager services, we can provide cost-effective and efficient means to comply with regulatory requirements, reduce operational overhead, and mitigate exposure to regulatory risk.
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