Service Provider News & Perspectives

October 7, 2021

CAIS Expands Independent Broker Dealer Relationships with Alts Education

CAIS Expands Independent Broker Dealer Relationships with Alts Education September 28, 2021 | Business Wire CAIS Expands Independent Broker Dealer Relationships with Alts Education CAIS IQ empowers financial advisors and home offices with personalized alternative investment education, insights, and data analytics CAIS, the leading alternative investment platform, today announced CAIS IQ is supporting independent broker…

October 5, 2021

Alternative Investment Exchange (AIX) Partners with InvestX

Alternative Investment Exchange (AIX) Partners with InvestX October 5, 2021 | Alternative Investment Exchange Partnership reflects a commitment to innovative alliances that help push access to alternative investments to more broker-dealers Alternative Investment Exchange (AIX), an alternative investment technology firm that makes it easier for wealth managers and fund sponsors to do business in alternatives,…

September 29, 2021

Automation and Alts: How Firms Use Automation to Gain a Competitive Advantage

Automation and Alts: How Firms Use Automation to Gain a Competitive Advantage September 28, 2021 | James Sprow A Blue Vault ALTSTECH Series Webinar September 9, 2021 Panelists: Bill Robbins, CEO of WealthForge Drew Jackson, President and CEO of Concorde Investment Services James Brunger, Executive VP National Sales from Capital Square These industry experts discussed…

September 23, 2021

An Option for Streamlined Settlement of Private Placement Bonds

An Option for Streamlined Settlement of Private Placement Bonds September 1, 2021 | Tim Cook In conjunction with capital raises for a fund, sponsors may also issue bonds to the investors. In this situation, sponsors need a trustee and/or paying agent and an approach for settling the private placement bonds themselves. We may already be…

September 22, 2021

iCapital Network® to Acquire Axio Financial, a Leading Service Provider to the U.S. Structured Notes Market

iCapital Network® to Acquire Axio Financial, a Leading Service Provider to the U.S. Structured Notes Market Strengthens commitment to financial advisor education September 22, 2021 | iCapital Network iCapital Network1, the leading global financial technology platform driving access and efficiency in alternative investing for the asset and wealth management industries, and Axio Financial LLC (Axio),…