WEBINAR

Current Excitement and Trends with Private Placements – Is There Really a There There?
November 12, 2019 @ 2:00 pm - 3:00 pm
This on-demand webinar is the second installment in our Private Offerings series. Kirk Montgomery, Managing Partner of Kirk Montgomery Law, LLC and industry veteran, moderates a panel discussion featuring Minh Le with FINRA and Clive Slovin with SFA. The panel discusses trends in the private placement space, the importance of…
Moderator/s: Kirk Montgomery
Panelist/s: Michael T Miller, Clive Slovin, Minh Le

This on-demand webinar is the second installment in our Private Offerings series. Kirk Montgomery, Managing Partner of Kirk Montgomery Law, LLC and industry veteran, moderates a panel discussion featuring Minh Le with FINRA and Clive Slovin with SFA. The panel discusses trends in the private placement space, the importance of a good compliance program, the need for good due diligence and things to avoid.

Download the slides here

*Due to technical difficulties Michael Miller was not able to participate in the broadcast. 

 

Alternative Investment Sponsors may be contributing members of Blue Vault, which could create potential conflicts of interest. Blue Vault members and followers should consider this in their review and analysis. Information here is intended only for institutional, broke dealer or registered investment adviser user. This information is prohibited for use by the general public.

Featured Speakers

Kirk Montgomery
Managing Partner Kirk Montgomery Law, LLC Moderator

Michael T Miller
Due Diligence Officer Sigma Financial Corporation and Parkland Securities, LLC Panelist

Clive Slovin
President & CEO The Strategic Financial Alliance, Inc. Panelist

Minh Le
Director FINRA Corporate Financing Regulation Panelist

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