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Webinar Alts Series

Current Excitement and Trends with Private Placements – Is There Really a There There?

November 12, 2019 @ 2:00 pm - 3:00 pm

Kirk Montgomery, Moderator | Michael T Miller, Panelist | Clive Slovin, Panelist | Minh Le, Panelist

This on-demand webinar is the second installment in our Private Offerings series. Kirk Montgomery, Managing Partner of Kirk Montgomery Law, LLC and industry veteran, moderates a panel discussion featuring Minh Le with FINRA and Clive Slovin with SFA. The panel discusses trends in the private placement space, the importance of a good compliance program, the need for good due diligence and things to avoid.

Download the slides here

*Due to technical difficulties Michael Miller was not able to participate in the broadcast. 

 

Speakers
Kirk Montgomery
Managing Partner Kirk Montgomery Law, LLC Moderator

Michael T Miller
Due Diligence Officer Sigma Financial Corporation and Parkland Securities, LLC Panelist

Clive Slovin
President & CEO The Strategic Financial Alliance, Inc. Panelist

Minh Le
Director FINRA Corporate Financing Regulation Panelist

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