As we dig deeper into Blue Vault data, we uncover findings that add important context to the industry’s strong performance.
WEBINAR
Current Excitement and Trends with Private Placements – Is There Really a There There?
November 12, 2019 @ 2:00 pm - 3:00 pmModerator(s): Kirk Montgomery
Panelist(s): Michael T Miller, Clive Slovin, Minh Le
This on-demand webinar is the second installment in our Private Offerings series. Kirk Montgomery, Managing Partner of Kirk Montgomery Law, LLC and industry veteran, moderates a panel discussion featuring Minh Le with FINRA and Clive Slovin with SFA. The panel discusses trends in the private placement space, the importance of a good compliance program, the need for good due diligence and things to avoid.
Download the slides here.
*Due to technical difficulties Michael Miller was not able to participate in the broadcast.
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